-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OGwzfa47+UWpfboQb7bZFF0TomIUFRfeSOkBBwYT2qZqsVJdVkmI176XSB/UeeQU 8bBnqqwyl/Emh7hlnCW+8Q== 0000927356-98-000238.txt : 19980302 0000927356-98-000238.hdr.sgml : 19980302 ACCESSION NUMBER: 0000927356-98-000238 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980227 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIRNER DENTAL MANAGEMENT SERVICES INC CENTRAL INDEX KEY: 0000948072 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 841307044 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53665 FILM NUMBER: 98552487 BUSINESS ADDRESS: STREET 1: 3801 E FLORIDA AVE STE 208 CITY: DENVER STATE: CO ZIP: 80218 MAIL ADDRESS: STREET 1: 3801 EAST FLORIDA AVENUE STREET 2: SUITE 208 CITY: DENVER STATE: C0 ZIP: 80210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENTY DENNIS N CENTRAL INDEX KEY: 0001056540 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: BIRNER DENTAL MANGEMENT SERVICES INC STREET 2: 3801 EAST FLORIDA AVE SUITE 508 CITY: DENVER STATE: CO ZIP: 80210 BUSINESS PHONE: 3036910680 MAIL ADDRESS: STREET 2: 3801 EAST FLORIDA AVE SUITE 508 CITY: DENVER STATE: CO ZIP: 80210 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ________________) BIRNER DENTAL MANAGEMENT SERVICES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 091283 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 091283 10 1 13G Page 2 of 6 Pages
1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Dennis N. Genty 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP/*/ (a) [_] (b) [_] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF SHARES 522,380 BENEFICIALLY OWNED BY EACH REPORTING 6 SHARED VOTING POWER PERSON WITH 0 7 SOLE DISPOSITIVE POWER 522,380 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 522,380 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.8% 12 TYPE OF REPORTING PERSON IN
Page 3 of 6 Pages Item 1(a) Name of Issuer: Birner Dental Management Services, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 3801 East Florida Avenue, Suite 508, Denver, Colorado 80210 Item 2(a) Name of Person Filing: Dennis N. Genty Item 2(b) Address of Principal Business Office or, if none, Residence: Dennis N. Genty 3801 East Florida Avenue, Suite 508, Denver, Colorado 80210 Item 2(c) Citizenship: Dennis N. Genty is a United States citizen. Item 2(d) Title of Class of Securities: Common Stock, no par value Item 2(e) CUSIP Number: 091283 10 1 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) ___ Broker or Dealer registered under Section 15 of the Act (b) ___ Bank as defined in section 3(a)(6) of the Act (c) ___ Insurance Company as defined in section 3(a)(19) of the Act (d) ___ Investment Company registered under section 8 of the Investment Company Act (e) ___ Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) ___ Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see (S) 240.13d-1(b)(1)(ii)(F) (g) ___ Parent Holding Company, in accordance with (S)240.13d- 1(b)(1)(ii)(G) (Note: See Item 7) (h) ___ Group, in accordance with (S) 240.13d-1(b)(1)(ii)(H) Not Applicable Page 4 of 6 Pages Item 4. Ownership. If the percent of the class owned, as of December 31 of the year covered by statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned as of December 31, 1997: 522,380 shares by Dennis N. Genty (1) (b) Percent of Class: 7.8% by Dennis N. Genty (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 522,380 by Dennis N. ------- Genty(1) (ii) shared power to vote or to direct the vote 0 by Dennis N. Genty - (iii) sole power to dispose or to direct the disposition of 522,380 ------- by Dennis N. Genty(1) (iv) shared power to dispose or to direct the disposition of 0 by - Dennis N. Genty (1) Includes 16,930 shares of Common Stock that are issuable upon exercise of an option having an exercise price of $2.40 per share, 27,510 shares of Common Stock that are issuable upon exercise of a warrant having an exercise price of $4.36 per share, and 9,170 shares of Common Stock that are issuable upon exercise of a warrant having an exercise price of $6.00 per share, all of which are vested. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Page 5 of 6 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable Page 6 of 6 Pages SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 17, 1998 - ---------------------- Date /c/ Dennis N. Genty - ---------------------- Dennis N. Genty -----END PRIVACY-ENHANCED MESSAGE-----